Nokomis Financial Advisors Awarded $1.5 Million for Negligent Compliance Advice
The Giving Coast
SRQ DAILY WEDNESDAY PHILANTHROPY EDITION
WEDNESDAY MAY 26, 2021 |
A Sarasota circuit judge has awarded nearly $1.5 million to four Nokomis financial advisors following a three-week trial. The court found that Scott Aabel, Antonio Gomes, Gary Didonna and James Protigal were given negligent compliance advice which led to a regulatory investigation and subsequent bad press that cost them tens of millions of dollars in lost customer accounts and the revenues that those accounts would have generated.
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